DEPARTMENT OF THE ARMY SMALL BUSINESS INNOVATION RESEARCH (SBIR) PROGRAM SBIR 21.4 Broad Agency Announcement (BAA) Army Applied SBIR Opportunity (ASO) Announcement April 1, 2021: ASO issued for pre-release April 14, 2021: Army begins accepting proposals May 20, 2021: Deadline for receipt of proposals no later than 12:00 p.m. ET IMPORTANT Deadline for Receipt : Proposals must be completely submitted no later than 12:00 p.m. ET, May 20, 2021. Proposals submitted after 12:00 p.m. will not be evaluated. The final proposal submission includes successful completion of all firm level forms, all required volumes, and electronic corporate official certification. Classified proposals will not be accepted under the DoD SBIR Program. This BAA and the Defense SBIR/STTR Innovation Portal (DSIP) sites are designed to reduce the time and cost required to prepare a formal proposal. The DSIP is the official portal for DoD SBIR/STTR proposal submission. Proposers are required to submit proposals via DSIP; proposals submitted by any other means will be disregarded. Proposers submitting through this site for the first time will be asked to register. Effective with this announcement, firms are required to register for a login.gov account and link it to their DSIP account. See section 4.14 for more information regarding registration. The Small Business Administration, through its SBIR/STTR Policy Directive, purposely departs from normal Government solicitation formats and requirements and authorizes agencies to simplify the SBIR/STTR award process and minimize the regulatory burden on small business. Therefore, consistent with the SBA SBIR/STTR Policy Directive, the Department of Defense is soliciting proposals as a Broad Agency Announcement. SBIR/STTR Updates and Notices: To be notified of SBIR/STTR opportunities and to receive e-mail updates on the DoD SBIR and STTR Programs, you are invited to subscribe to our Listserv by emailing
[email protected]. Help Desk: If you have questions about the Defense Department's SBIR or STTR Programs, please call the DoD SBIR/STTR Help Desk at 1-703-214-1333, or email to
[email protected]. Topic Q&A : The Topic Q&A for this BAA opens on April 1, 2021 and closes to new questions on May 4, 2021 at 12:00 PM ET. Proposers may submit written questions through Topic Q&A at https://www.dodsbirsttr.mil/submissions/login or through the SBIR Mailbox at usarmy.pentagon.hqda-asa-alt.mbx.army-applied-sbir-program@mail.mil. In Topic Q&A, the questioner and respondent remain anonymous and all questions and answers are posted electronically for general viewing. Once the BAA closes to proposal submission, no communication of any kind with the topic author or through Topic Q&A regarding your submitted proposal is allowed. Questions should be limited to specific information related to improving the understanding of a particular topic’s requirements. Proposing firms may not ask for advice or guidance on solution approach and you may not submit additional material to the topic author. If information provided during an exchange with the topic author is deemed necessary for proposal preparation, that information will be made available to all parties through Topic Q&A. Proposing firms are advised to monitor Topic Q&A during the BAA period for questions and answers. Proposing firms should also frequently monitor DSIP for updates and amendments to the topics. This Army Applied SBIR Opportunity (ASO) is issued under the Army Broad Agency Announcement (BAA) for SBIR/STTR 21.4. All proposals in response to the technical area(s) described herein will be submitted in accordance with the instructions provided under 21.4, found here: https://beta.sam.gov/opp/b79ded14dcf54451bcfb11bddf5cd259/view?keywords=%22army%20sbir%22&sort=-relevance&index=opp&is_active=true&page=1. a. Eligibility The eligibility requirements for the SBIR/STTR programs are unique and do not correspond to those of other small business programs. Please refer to Section 3.1, Eligible Applicants, of BAA 21.4 for full eligibility requirements. b. Anticipated Structure/Award Information Please refer to Section 1, Funding Opportunity Description, provided in BAA 21.4 for detailed information regarding SBIR/STTR phase structure and flexibility. For this BAA, Department of the Army will accept Phase I proposals for the cost of up to $259,613 for a 6-month period of performance. Proposers should refer to Section 4, Application and Submission information, of BAA 21.4 for detailed proposal preparation instructions. Proposals that do not comply with the requirements detailed in BAA 21.4 and the research objectives of this ASO are considered non-conforming and therefore are not evaluated nor considered for award. Phase I proposals shall not exceed 5 pages. Phase I commercialization strategy shall not exceed 2 pages. This should be the last section of the Technical Volume and will not count against the 5-page limit. Please refer to Appendix A of BAA 21.4 for detailed instructions on Phase I proposal preparation. c. Evaluation of Proposals Section 5, Evaluation of Proposals, in BAA 21.4 provides detailed information on proposal evaluation and the selection process for this ASO. d. Due Date/Time Full proposal packages (Proposal Cover Sheet, Technical Volume, Price/Cost Volume, and Company Commercialization Report inclusive of supporting documentation) must be submitted via the DoD SBIR/STTR Proposal Submission website per the instructions outlined in BAA 21.4 Section 4.3 Electronic Submission no later than 12:00 p.m. ET, May 20, 2021. Army SBIR 21.4 Topic Index A214-027 Dynamic Hartmann Turbulence Sensor Processing OBJECTIVE: Army SMDC aims to reconstruct the vertical profile of turbulence (Cn2) as a function of height above ground using a Hartmann Turbulence Sensor (HTS) mounted on a tracking gimbal and platform that lifts 1000 meters off the ground. The goal of this SBIR grant is to develop a system including a beacon, turbulence sensor and data collection methodology to collect and process dynamic optical turbulence data from the sensor to measure the turbulence with consideration to the rate of movement of the beacon platform. DESCRIPTION: As modern laser weapon systems are becoming more prevalent, measuring atmospheric turbulence for predicting the laser system effectiveness will be of great concern. Of particular interest is the variation in atmospheric turbulence as a function of height above ground. Among the most proliferated and trusted atmospheric turbulence measurements, is the Hartmann Turbulence Sensor (HTS). This sensor requires an optical source (beacon) to be placed at some distance from the sensor head and for an integrated turbulence measurement to be performed along the path. Consequentially, turbulence measurements with HTS have been restricted to static, near ground paths only. There are numerous challenges to overcome to obtain turbulence measurements as a function of height, which can be achieved by elevating the beacon on a platform (e.g. Unmanned Aircraft System). Some challenges include existing hardware constraints in both the turbulence sensors and beacons. Turbulence sensors typically have very narrow fields of view which requires very accurate pointing. Similarly, beacons are typically limited in beam width to less than 10 degrees and must be accurately and actively pointed at the sensor on the ground to prevent loss of signal. This SBIR grant shall include research on how to implement the entire data collection system and data processing required to accurately reconstruct the vertical Cn2 profile. The proposal for this effort shall include details on how to construct the data collection hardware including mounting a beacon a platform (e.g. UAS) with pointing ability, identifying a turbulence sensor to be used (e.g. Shack Hartmann Wavefront Sensor), and tracking capability for the turbulence sensor. The proposal shall address the necessary data collection rates of the turbulence sensor to measure the turbulence with consideration to the rate of movement of the beacon platform. There are two different data processing functions that should be researched and developed in order to provide the complete solution that is required of this program. The first is the conversion of raw Shack-Hartmann wavefront sensor (SHWFS) data to atmospheric turbulence parameters such as the Fried coherence length (r0) and the refractive index structure function, Cn2. The second function is the reconstruction of the vertical turbulence profile using the full data set captured over a complete beacon ascent. The SHWFS data processing should consider the following established methods as a minimum; differential image motion (DIMM), difference of differential tilt variance (DDTV), and differential scintillation. Other methods as well as new innovations in this area are encouraged but their performance in comparison to the above listed methods should be well documented. The vertical profile reconstruction problem should consider iterative stepwise solutions as well as more optimized simultaneously solved system solutions in order to overcome the noise amplification problems that are expected with the iterative solutions. PHASE I: The Phase 1 effort will use wave optics generated (simulated) HTS data to establish the minimum requirements for the HTS and to develop the processing algorithms. The outcome of this work will be to develop, demonstrate, and deliver the processing algorithms that can optimally process the HTS data and reconstruct the vertical turbulence profile. The accuracy limitations and its dependence on HTS design parameters such as frame rate, SHWFS resolution, noise, beacon ascent rate, as well as any other pertinent parameters will be fully defined and described. PHASE II: The results of the Phase I designs will be utilized to establish the design requirements for an optimized HTS prototype system. This HTS system will be built and then used to collect dynamic HTS data which will be used to further develop and demonstrate the processing methods developed in Phase I. PHASE III: High energy DoD laser weapons offer benefits of graduated lethality, rapid deployment to counter time-sensitive targets, and the ability to deliver significant force either at great distance or to nearby threats with high accuracy for minimal collateral damage. Knowledge of the atmospheric turbulence along the shot path is a key limiting factor for lethality and as such it is a critical input for the fire control system. The Phase III effort shall be to design and build a system that could be integrated into an Army’s High Energy Laser Weapon System for real time use as part of the fire control system. Military funding for this Phase III effort would be executed by the U.S. Army Space and Missile Defense Technical Center as part of its Directed Energy research. KEYWORDS: Optical tracking sensor; High energy lasers; Atmospheric turbulence measurement; Atmospheric turbulence profiling REFERENCES: Andrei Tokovinin, "Measurement of seeing and the atmospheric time constant by differential scintillations," Appl. Opt. 41, 957-964 (2002) David L Fried, "Differential angle of arrival' Theory, evaluation, and measurement feasibility" Radio Science, Vol. 10, No. 1. pp71-76, Jan 1975. Matthew R. Whiteley, Donald C. Washburn, Lawrence A. Wright, "Differential-tilt technique for saturation-resistant profiling of atmospheric turbulence," Proc. SPIE 4494, Adaptive Optics Systems and Technology II, (4 February 2002); https://doi.org/10.1117/12.454795 Terry J. Brennan, David C. Mann, "Estimation of optical turbulence characteristics from Shack Hartmann wavefront sensor measurements", Proc. SPIE 7816, Advanced Wavefront Control: Methods, Devices, and Applications VIII, 781602 (12 August 2010); doi: 10.1117/12.862808